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General Exchange Act
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#	Item
561	Financial Industry Regulatory Authority, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-21 08:08:54 Finance Financial Industry Regulatory Authority Registered representative General Securities Representative Exam Broker-dealer U.S. Securities and Exchange Commission Security Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Financial system
562	#..SEC-27 System name: Name Relationship Search Index (NRSI) System location: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail, Stop O-4, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:25:46 Corporate crime U.S. Securities and Exchange Commission Financial economics Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security Securities Exchange Act Securities Fraud Deterrence and Investor Restitution Act United States securities law Government Financial regulation
563	EXHIBIT 5 (additions are underlined; deletions are [bracketed]) *** C2 Options Exchange, Incorporated Rules * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 09:51:04** Financial system Securities Exchange Act Security Broker-dealer Financial Industry Regulatory Authority General Securities Representative Exam Regulation S-K Securities Act United States securities law Financial economics Finance
564	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]May 13, 2011 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-13 12:53:19 Finance Selling away Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission General Securities Representative Exam Securities Act Friedman United States securities law Financial economics Financial system
565	SORN 67: General Information Technology Records Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-08 09:04:03 Public safety Privacy law Corporate crime U.S. Securities and Exchange Commission Information security Password Records management Access control Privacy Act Security Computer security Government
566	Doing Business with the Securities and Exchange Commission (SEC) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-04 13:20:19 United States securities law HUBZone General Services Administration North American Industry Classification System U.S. Securities and Exchange Commission Securities Exchange Act Service-Disabled Veteran-Owned Small Business Securities and Exchange Commission Central Contractor Registration Small Business Administration Government Business
567	Opinion: James Lee Goldberg Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-09 12:26:38 Business Financial Industry Regulatory Authority Registered representative General Securities Representative Exam Investment Banking Exam U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Financial regulation
568	HAWAII ADMINISTRATIVE RULES TITLE 16 DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRS CHAPTER 39 SECURITIES Subchapter 1 General Provisions Add to Reading List Source URL: files.hawaii.gov Language: English - Date: 2013-06-06 22:04:45 United States Securities and Exchange Commission Financial system 73rd United States Congress Stock market 76th United States Congress Investment Advisers Act Securities Act Securities Exchange Act Financial adviser Financial economics United States securities law Finance
569	In the Matter of the Application of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Miles A. Bahl as a General Securities Representative With du Pasquier & Company, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 14:20:50 Finance Financial Industry Regulatory Authority Registered representative General Securities Representative Exam U.S. Securities and Exchange Commission Broker-dealer Securities Exchange Act Securities regulation in the United States United States securities law Financial economics Financial system
570	In the United States Court of Appeals For the Seventh Circuit No[removed]CARL M. BIRKELBACH, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 17:57:03 Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Business Registered representative General Securities Representative Exam Securities regulation in the United States Security United States securities law Financial economics Financial regulation

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